FINRA Fines Morgan Stanley $400,000 for Trade Confirmation Lapses
Key Insights Morgan Stanley fined $400,000 by FINRA for trade confirmation disclosure violations from 2018 to 2022. The firm failed…
CFI Financial Launches Pre and Post-Market Trading for US Stocks
Key Insights CFI Financial Group launches pre and post-market trading for US-listed shares on its Multi-Asset platform. New feature allows…
FINRA Fines RBC Capital Markets $75,000 for Rights of Reinstatement Failures
Key Insights RBC Capital Markets agrees to pay a $75,000 fine to FINRA for inadequacies in its rights of reinstatement…
Watford F.C. to Sell 10% Stake to Investors Through Digital Equity Offering
Key Insights Watford Football Club is selling approximately 10% of the club to investors, including fans, through a digital equity…
CySEC Fines Notesco Financial €100,000 over CFD Marketing Violations
Key Insights CySEC has reached a €100,000 settlement with Notesco Financial Services Ltd (formerly IronFX) The settlement resolves possible breaches…
FPFX Terminates Funded Engineer’s License Over ‘Scam’ Allegations
Key Insights FPFX Technologies terminates license of Dubai prop trading firm Funded Engineer Accuses Funded Engineer of fake accounts, wash…
CME Group Plans Corporate Bond Index Futures Launch in 2024
Key Insights CME Group to launch new futures tracking U.S. corporate bond indexes in summer 2024 Contracts will be based…
UBS Aims for Mid-2024 Finish Line on Credit Suisse Mergers
Key Insights UBS outlines timeline for integrating Credit Suisse operations after 2023 acquisition deal Plans to merge U.S. units by…
Cooling Rates to Lift Gold Prices to $2.2K, Boost Silver – UBS
Key Insights UBS forecasts gold hitting $2,200/oz in 2024, silver also seen rallying as Fed expected to start cutting interest…