Tastytrade Fined $30,000 by FINRA for Supervisory Compliance Failures
Key Insights Tastytrade was fined $30,000 and censured by FINRA for failing to establish and maintain proper supervisory procedures for…
Exness Slashes Gold and Oil Trading Spreads In Competitive Move
Key Insights Exness reduces gold trading spreads by 20% and oil spreads by 68%, effective immediately. The spread reductions are…
Australia’s ASIC Revokes FXOpen AU’s Licence Over Compliance Issues
Key Insights ASIC cancels FXOpen AU’s financial services licence due to inadequate resources and compliance failures. The regulator aims to…
Cyprus Regulator Fines IC Markets (EU) €50,000 for Regulatory Breaches
Key Insights CySEC fines IC Markets (EU) Ltd €50,000 for violating Cyprus’ investment services law. Violations include failure in best…
Exness Secures ODP License in South Africa
Key Insights Exness obtains ODP license from South Africa’s FSCA, expanding its regulatory portfolio New license mandates stricter risk management…
easyMarkets Secures FSCA License in South Africa
Key Insights Cyprus-based easyMarkets obtains FSCA license in South Africa, expanding its global regulatory footprint. easyMarkets reports strong Q2 performance,…
Trade Nation Joins TradingView Platform, Expands Market Reach
Key Insights Trade Nation integrates with TradingView, offering CFD and spread trading across 1,000+ markets using advanced charting tools. The…
ATFX Secures Hong Kong SFC Type 3 License, Bolstering Asian Presence
Key Insights ATFX secures Hong Kong SFC Type 3 license, allowing it to serve institutional and professional investors in the…
Kuwait’s NCM Financial Secures UK FCA License, Eyes Expansion
Key Insights NCM Financial obtains FCA license for its UK subsidiary, NCM Financial UK Ltd. NCM injects £3.75 million into…
FX Broker LCG Resumes Operations After Parent Company Bankruptcy
Key Insights London Capital Group resumes normal operations and client onboarding after temporary halt due to parent company FlowBank’s bankruptcy.…